• Registered management investment companies and unit investment trusts affected by coronavirus from Form N-CEN and Form N-PORT filing deadlines.
• Registered management investment companies and unit investment trusts affected by coronavirus from annual and semi-annual report deadlines.
• Registered closed-end investment companies and business development companies from the requirement to file Form N-23C-2 at least 30 days prior to calling or redeeming securities.
The second and third exemptions under this act pertain to filings and obligations due in the period from now through April 30, while the other two exemptions are limited through June 15.
“Today’s targeted relief will provide additional time so affected funds and advisors can continue meeting the expectations of their investors and clients,” SEC Chairman Jay Clayton said in a press statement.