- InvestorCOM organizes a webinar to discuss good faith compliance with Tito Pombra from Adviser Compliance Consulting.
- Docupace secured a significant growth equity investment from FTV Capital.
- LPL Financial plans to acquire Lucia Securities.
- eMoney is forming a strategic partnership with Allianz Life.
- BlackRock launched its Global Impact Fund with USD 20 million in assets.
- LendingTree announced a strategic investment in Stash.
- SoFi helped funnel over $75 million in loan applications to lenders for the Paycheck Protection Program established by the CARES Act.
- Twenty Over Ten was named to the WealthTech 100 list.
InvestorCOM
Tito Pombra from Adviser Compliance Consulting will join InvestorCOM’ s David Reeve and Parham Nasseri in discussing what “Good Faith” actually means with the Reg BI compliance deadline looming. Webinar dates are May 5 at 11 am ET and May 7 at 1 pm ET.
Docupace Technologies
Docupace, a provider of cloud-based digital operations software for wealth management firms, announced it has secured a significant growth equity investment from FTV Capital, a sector-focused growth equity investment firm.
LPL Financial
LPL Financial announced plans to acquire Lucia Securities, a small San Diego-based broker/dealer and registered investment advisory firm founded by CEO Raymond Lucia Jr. The deal, expected to close in the second half of this year, adds about 20 advisors and $1.5 billion in client assets to the independent b/d’s platform.
eMoney
eMoney teams up with Allianz Life. The financial planning software developer is forming a strategic partnership with the annuities and life insurance firm.