Jonathan Stempel

1 2 3  

U.S. Appeals Court Voids Obama-Era 'Fiduciary Rule'

by

A federal appeals court on Thursday voided the U.S. Department of Labor's "fiduciary rule.

Wells Fargo Sues Troubled Money Manager Over Missed Margin Payments

by ,

The fund manager is closing after near-total losses in last month's U.S. stock market plunge.

SEC Can Recoup Monies From New Mexico Businessman, Says Court

by

Nine months earlier, the U.S. Supreme Court had curbed the regulator's power to claw back ill-gotten gains.

Wells Fargo Repays $5.4 Mln For Repossessing Service Members' Cars

by

Wells Fargo has repaid another $5.4 million to about 450 military service members whose vehicles it repossessed illegally.

Buffett Sees 1 Million Dow in 2117, Calls Pessimists on U.S. "Out Of Their Minds"

by

Buffett said he expects the Dow Jones Industrial Average to be "over 1 million" in 100 years.

Madoff Trustee Defeats Victims' Appeal Over Payouts

by

The ruling means many of Madoff's victims will have to wait longer to get compensated for their losses.

UBS Whistleblower Sues Bank For Libel

by

The UBS employee who blew the whistle on Swiss bank secrecy has filed a lawsuit against his former employer.

U.S. Charges Investment Bank VP With Insider Trading

by

The company that employed the man is registered as both a broker-dealer and an investment advisors, according to the SEC.

SEC Suffers Rare In-House Loss In Insider Trading Case

by

It was a rare loss by the SEC in a case before one of its own judges.

Fraudsters Used Fake News To Push Stocks, SEC Says

by

Bogus analysts used websites such as Seeking Alpha to promote specific stocks, the SEC says in a lawsuit.

1 2 3