Neil Weinberg

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JPMorgan Whistle-Blower Gets $30 Million In Case Over Wealthy Clients

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The CFTC sued JPMorgan for failing to properly inform clients about conflicts in its investment recommendations.

It's Official: The DOL Fiduciary Rule Is Dead

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A key deadline has passed, leaving the rule in the dustbin of history.

Wells Fargo Sales Push Extended To Wealth Unit, Ex-Workers Say

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Clients at the bank's wealth management division were also steered into questionable investments, sources said.

University Endowments Are Mostly Mum About Firearms Investments

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Endowments have fewer disclosure requirements than nearly any other type of institution.

Teachers' Pension Fund Invested In Maker Of Gun Used In Massacre

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The plan holds more than 40,000 shares of the maker of the gun used to shoot Fla. students.

MetLife's Misplaced-Pensioner Issue Sparks New State Queries

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MetLife remains under scrutiny after providing new details on how it lost track of thousands of pensions.

Menendez Judge Suggests He May Dismiss Bribe Charges

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The presiding judge cited a recent U.S. Supreme Court decision that narrowed the definition of public corruption.

Menendez Judge Blasts U.S. For 'Tabloid' Start To Bribery Case

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The judge vowed to show little patience for lines of questioning irrelevant to the bribery claims.

Finra Scolds Fidelity For Its Treatment Of Wine Mogul

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Fidelity won an arbitration case against the wealthy wine collector, but was admonished by the regulator.

Fired UBS Advisor Reignites Palm Beach Scandal Over Rich Widow

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The ex-advisor claims he was fired for alleging trust-fund abuse.

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