Dan Jamieson

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Advisor Group Launches Advisor Matching Service For Succession Planning

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The service will help match advisors from Advisor Group’s four B-Ds as well as practices outside the network.

E*Trade Buying Trust Company Of America

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The purchase gets E*Trade, with $365 billion in individual-investor assets, into the RIA custody business.

RIAs Face New Custody Risks, Reporting

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New rules are coming for accounts where RIAs are authorized to move money or pay bills to third parties.

Global Factor Diversification Desirable, Study Says

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Investors should look to other continents when in search of diversification, the study says.

Trump Nominates Rutledge As Employee Benefits Chief

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The EBSA is responsible for crafting and implementing the fiduciary rule.

DOL Could Act This Month On Fiduciary Rule Extension

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The rule requiring advisors to act in clients' best interest might be extended to July 2019.

U.S. Still Best Place For Fund Investors, Morningstar Says

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The U.S. has the most consumer-friendly fees and disclosures, but, oh, those capital gains taxes, Morningstar says.

New Finra Licensing System To Begin October 2018

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Finra will create a two-tier examination system and allow more flexibility in obtaining and maintaining licenses.

After History Of Ducking, Can SEC Act On Fiduciary?

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Chairman Jay Clayton says the agency is working on it.

LPL Plays Up Size, Scale To Entice NPH Reps

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Separately, LPL recently put in place a $50 million LPL-custodied asset minimum for new hybrid advisors.

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