The Fed's reluctance to ease rates this year is a boon to fixed-income investors, they say.
The agency said Raymond L. Lent and his firm didn't disclose upfront sales commissions on annuities of 6.8% on average.
TD Bank claims they violated their contract by recruiting clients with $22 million in assets.
Now is the ideal time for advisors to turn 401(k) account holders into clients, he said.
The psychological adjustment to receiving a lot of money can take years, they say.
The top cause of concern was inflation, especially healthcare costs.
Lightship Wealth Strategies of Lower Falls, Mass., operates with a team of five advisors.
The lawsuit maintains the firm broke the law when it denied the advisor his deferred compensation when he resigned.
Strategist David Kelly noted that the so-called "misery index" is at one of its lowest points in 60 years.
A federal court is being asked to decide who should arbitrate the company's non-compete complaint against the former rep.
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