Christopher Robbins

SEC Sued For Allegedly Failing To Adopt Campaign Funding Rule

by

A new public advocacy interest group has filed suit against the SEC, accusing the agency of failing to enact regulations requiring corporations to disclose their political contributions to investors.

Sometimes, Even Techies Want Human Advisors Instead Of Robos, Schwab Says

by

While Americans of all ages say technology is a life necessity, many still prefer to interact with people when dealing with their finances—even Millennials, who have grown up with digital...

Mutual Fund Firms To Merge, Creating RiskX Investments

by

Asset managers FolioMetrix LLC and American Independence Financial Services are merging to form a new company, RiskX Investments LLC, the firms announced on Tuesday.

Fidelity Charitable Adds Two West Coast VPs

by FA Staff

Boston-based Fidelity Charitable promoted one and hired two new vice presidents.

Radio Show Duo Made $4.3M In Life Settlement Fraud, SEC Charges

by

Two Texas radio show hosts were charged by the SEC Monday with selling $4.3 million in life settlements by using their show to falsely claim they were federally insured and "as safe as CDs."

Cribstone Capital Partners With Dynasty In Move To Independence

by

Cribstone Capital Management, an investment advisor in Brunswick, Maine, is going independent with the help of Dynasty Financial Partners, the firms announced Monday.

Fidelity: Advisors Focusing More On How Best To Invest In International Markets

by

Advisors are increasingly concerned about how to invest in international markets without exposing clients to undue risks.

SEC Accuses Former Wilmington Trust Officers Of Concealing Past Due Loans

by

Four former officers of Delaware bank Wilmington Trust were accused on Wednesday of helping to conceal the impact of the real estate market crash on the bank’s portfolio.

Financial Industry Should Focus On What Clients Want From Retirement

by

Retirement planning should be focused on the needs and desired outcomes of clients, says a leader at the Deloitte Center for Financial Services.

Household Finances Top Limra Study As Leading Cause Of Stress

by

Consumers with the highest stress levels are looking for basic financial education like budgeting, reducing debt and understanding employee benefits, says Limra.