FA News

As Interest Rates Rise, So Might The Risks In Long Equities

by

Ali Motamed and Jon Angrist sound the alarm about U.S. equity markets in rising rate times.

Investors Beware: Bad Times Could Be Close

by

Good times can blind investors to danger, says First Eagle's Matthew McLennan.

America’s Divorce Rate Sinks As Younger Generations Marry Later

by

Generation X and millennials are being pickier about whom they marry.

New Jersey Sets Rules For Dodging U.S. Limit On SALT Deductions

by

A workaround can help state residents with the federal limit on state and local tax deductions.

Active Managers Don't Get Enough Credit, Study Says

by FA Staff

Three professors say active management is more valuable than conventional wisdom portrays it.

ETF Investors Buy Treasuries, Dump Junk As Trade War Risk Rises

by , ,

The yen for long-term Treasuries is counterintuitive in rising rate environment.

SEI Advisor Network Is Rebranding

by

The new name of the division of SEI is Independent Advisor Solutions by SEI.

Louisiana Couple Charged With Cherry-Picking Accounts

by

The SEC is cracking down on advisors who keep winning trades for themselves.

New York Trader Pleads Guilty To Bribes For Lucrative IPO Tips

by

A stock trader pleaded guilty to paying bribes in exchange for IPO access.

For $20 Billion Investment Manager, Trash Means Trade Protection

by

Tariffs mean higher costs for many companies, but waste removal companies should be insulated.

As Emerging Markets Rebound, Skeptics Are Getting Harder To Find

by

A rally in emerging markets has investors turning more positive on the asset class.

A Third Of Americans Think The Middle-Class Is Disappearing, Survey Says

by

A majority of people think movement between the economic classes is possible, according to Northwestern Mutual.

Advisors Offer Tips On Assessing Rental Investments For Clients

by

Is there a Walmart nearby? On-site parking? Is commercial better?

Morgan Stanley Sues 6 Former Illinois Brokers To Keep $550M AUM

by

Morgan Stanley claims the six lured clients and violated nonsolicitation agreements.

Colorado Planner Stripped Of CFP Designation

by

Neil Maxwell invested clients in blockchain funds without their knowledge, Colorado regulators said.

An ETF Linked To The U.N. Targets Poorest Countries

by

The Impact Shares fund will donate its net management fee to a United Nations development agency.

Dimon Says It Will Take 25 Years For Bailouts To Be Forgiven

by

But he maintained the government did the "right thing" to avoid disaster.

Hidden Fear Gauge Reveals Stock Euphoria—And Late-Cycle Risk

by

Correlation between the largest S&P 500 members is receding, indicating investors are tuning out worrying trends.

LPL Sued For Alleged Gender, Race Discrimination

by

A black woman claims she was denied promotions and subjected to harassment for six years.

Hedge Fund EJF Raising $500 Million For Tax-Advantaged 'Opportunity Zones'

by ,

About 8,700 “opportunity zones” were nominated by U.S. governors earlier this year.