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Wells Fargo Suspends Employees Over Tax-Credit Probe

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The suspensions came amid a U.S. inquiry into the bank’s purchase of low-income housing tax credits.

In Search Of Earth-Friendly Bonds

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Green bonds are a growing channel in the fixed-income space.

World's Largest Pot ETF Doubles Up On Tilray, Expands Portfolio

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The Horizons Marijuana Life Sciences Index ETF came under fire for not holding one of Wall Street’s hottest pot stocks.

13 Planners Lose Right To Call Themselves CFPs

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The CFP Board disciplined more than a dozen advisors for violations of CFP standards.

As Interest Rates Rise, So Might The Risks In Long Equities

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Ali Motamed and Jon Angrist sound the alarm about U.S. equity markets in rising rate times.

Investors Beware: Bad Times Could Be Close

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Good times can blind investors to danger, says First Eagle's Matthew McLennan.

America’s Divorce Rate Sinks As Younger Generations Marry Later

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Generation X and millennials are being pickier about whom they marry.

New Jersey Sets Rules For Dodging U.S. Limit On SALT Deductions

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A workaround can help state residents with the federal limit on state and local tax deductions.

Active Managers Don't Get Enough Credit, Study Says

by FA Staff

Three professors say active management is more valuable than conventional wisdom portrays it.

ETF Investors Buy Treasuries, Dump Junk As Trade War Risk Rises

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The yen for long-term Treasuries is counterintuitive in rising rate environment.

SEI Advisor Network Is Rebranding

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The new name of the division of SEI is Independent Advisor Solutions by SEI.

Louisiana Couple Charged With Cherry-Picking Accounts

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The SEC is cracking down on advisors who keep winning trades for themselves.

New York Trader Pleads Guilty To Bribes For Lucrative IPO Tips

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A stock trader pleaded guilty to paying bribes in exchange for IPO access.

For $20 Billion Investment Manager, Trash Means Trade Protection

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Tariffs mean higher costs for many companies, but waste removal companies should be insulated.

As Emerging Markets Rebound, Skeptics Are Getting Harder To Find

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A rally in emerging markets has investors turning more positive on the asset class.

A Third Of Americans Think The Middle-Class Is Disappearing, Survey Says

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A majority of people think movement between the economic classes is possible, according to Northwestern Mutual.

Advisors Offer Tips On Assessing Rental Investments For Clients

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Is there a Walmart nearby? On-site parking? Is commercial better?

Morgan Stanley Sues 6 Former Illinois Brokers To Keep $550M AUM

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Morgan Stanley claims the six lured clients and violated nonsolicitation agreements.

Colorado Planner Stripped Of CFP Designation

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Neil Maxwell invested clients in blockchain funds without their knowledge, Colorado regulators said.

An ETF Linked To The U.N. Targets Poorest Countries

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The Impact Shares fund will donate its net management fee to a United Nations development agency.

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