by
Karen DeMasters
Advisors need to deal with their clients as people, as well as handling their finances, experts say.
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Karen DeMasters
When clients have children turning 18, advisors can help them with the kids' transition to adulthood.
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Karen DeMasters
Despite optimism, many advisors are diversifying clients' portfolios, just in case, an Aberdeen Asset Management study says.
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Reuters
Understanding the mechanics of these funds has gotten difficult and even analysts at fund research shops can't get a handle on what they are doing.
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Bloomberg
Securities near the middle of the quality scale will probably be in a sweet spot when the Federal Reserve raises rates.
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Karen DeMasters
A large fine and other punishments are dished out by the SEC to a California advisor as a warning to others, a judge says.
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Bloomberg News
Wall Street's highest-paid CEO is bullish on adult diapers! This is an investment theme that could spawn so many think pieces.
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Bloomberg News
Investors are underpricing the chances of the Federal Reserve raising interest rates next month, according to Pimco.
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Ted Knutson
The Public Company Accounting Oversight Board charged that deficiencies in the audits of broker-dealers were intolerably high.
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Christopher Robbins
TD Ameritrade has expanded its program to bring new talent to RIAs and brokerages through scholarships, internships and a career exchange website.
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Jeff Schlegel
NextShares are exchange-traded managed funds that combine elements of mutual funds and ETFs.
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Reuters
DoubleLine's Jeffrey Gundlach warned that it might be premature for the Fed to raise interest rates with junk-bonds near four-year lows.
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Bloomberg News
Principal Financial Group, with about $540 billion in AUM, promoted Daniel Houston to CEO.
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Bloomberg News
Many are abandoning the traditional career path their parents took and working just enough hours to pay the bills or pursue a passion.
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Dan Jamieson
UBS Financial Services has agreed to pay a $750,000 fine to settle a Finra case over the misclassification of municipal bond interest payments.
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Bloomberg News
Bank of New York Mellon Corp. will pay $14.8 million to settle a U.S...
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Reuters
The two leading emerging market ETFs have very different exposure to now-vulnerable Chinese stocks and will probably diverge further, says S&P Capital IQ.
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Karen DeMasters
HealthView Services has created an app to tell advisors where their retired clients can spend the least on health insurance.
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Karen DeMasters
FSI says new retirement plan fiduciary rule will force advisory firms out of business and hurt consumers.
