FA News

How Second Marriages Can Wreck Retirement And Estate Plans

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Without careful planning, the best-laid plans can get waylaid by a second marriage.

Sector ETFs For A Slowing Economy

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Certain sectors are better positioned to weather a slowdown.

Client Experience-Centric Advisors Have More Assets

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Advisors focused on client experience can boost their practice in multiple ways, says Cerulli Associates.

SEC Charges Two Robo-Advisors With Improper Disclosures

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Wealthfront Advisors and Hedgeable have agreed to settlements for misleading clients.

Juul Employees Said To Get $2 Billion Bonus In Altria Deal

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It's part of a deal with Altria Group Inc. to take a stake in the startup, a source said.

Abby Joseph Cohen Says Stock Valuations Are Looking `Supported'

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Valuations are back down to levels more justified by earnings, says the senior investment strategist.

CEO, Uneasy About Billion-Dollar Award, Creates Plan For Workers To Get Big Bucks

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If goals are achieved, the company estimates payouts will range from about $17,000 to several million for workers.

Attorney Spells Out Risks, Rewards Of Opportunity Zones

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The 2017 tax law created a new program that can help investors defer capital gains. What are the pros and cons?

On The Road With The 90-Year-Old Billionaire In His Pickup

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“There are still lots of opportunities with all the changes going on in the world,” he says.

Payment Stocks Poised For Sunny 2019 Despite Recession Angst

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There is a general consensus on Wall Street that payment stocks can weather a slowdown.

The Latest Wrinkle For A Walloped S&P 500? Quadruple Witching

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Traders are poised to absorb another blast of volatility today when futures and options on indexes and individual stocks expire.

UBS Wealth's Hedge Fund-Like Playbook To Beat Market Mayhem

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The world's largest private bank is doubling down on exotic strategies to profit from the bull market's intensifying meltdown.

'America's Money Answer Man'—Former Journalist Now Charged By The SEC

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Jordan Goodman is fined $2.6 million by the SEC for his part in the Woodbridge Ponzi scheme.

Pennsylvania Pension Fund Paid $1 Billion In Fees To Managers

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A state commission has recommended reducing costs at Pennsylvania's largest pension fund.

Stofan Agazzi Brings $640M In AUM To LPL Platform

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Stofan Agazzi Investments LLC will be starting a new year with a new platform at LPL Financial.

Mnuchin Says Market Drop `Overblown,' Cites Dovish Fed Signals

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Mnuchin added that investors have put too much emphasis on the Fed's anticipated interest rate policy.

ETFs Use Pets, AI, Anything For Attention To Crack Tough Market

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Here are the highs, lows and in-betweens from this year's plethora of thematic ETFs.

Merrill Lynch Penalized $6 Million For IPO Sales To Insiders

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Merrill Lynch made at least 1,462 prohibited sales between 2010 and March 2018.

As Oil Prices Plunge, OPEC Output Is At Risk From Social Unrest

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OPEC countries need higher prices to avoid deficits and unrest at home.

Broker Is The First Charged Under Money-Laundering-Alert Law

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Central States Capital Markets agreed to forfeit $400,000 to defer the case against them.