by FA Staff
The additions add $154 million in assets to DFPG.
by
Christopher Robbins
Concannon Wealth Management is an independent RIA managing $400 million in client assets.
by FA Staff
Lewis will be director of business development.
by
Christopher Robbins
iCapital has announced the addition of three tech veterans to its platform development team.
by FA Staff
Raymond James has affiliated with the California independent advisory firm.
by FA Staff
Rummel will be president of Cetera Financial Institutions.
by FA Staff
The community bank and its wealth management subsidiary, Financial Quest, will expand services.
by FA Staff
Joseph J. Levin becomes strategy chief at BlueStar.
by FA Staff
The new co-CEO will continue as chief risk officer.
by FA Staff
Eight advisors with $658 million in assets have joined Ameriprise.
by FA Staff
The new CIO was formerly with Lindner Capital.
by FA Staff
Advisors with $781 million in assets have gone independent with Wells Fargo.
by FA Staff
Firstrust and Karr Barth Associates will form the AXA Philadelphia branch.
by FA Staff
CEFEX will sue RiXtrema's 401kFiduciaryOptimizer for its certification assessments.
by FA Staff
Cetera has recruited a Minnesota advisor with $150 million AUM.
by FA Staff
Two positions in the office of the chief investment officer have been filled at Prudential.
by FA Staff
Nick will be chief investment strategist for TIAA.
by FA Staff
The four have set up three independent offices with a total of $348 million in assets.
by FA Staff
Cetera has hired a former LPL executive to serve as its CFO.
