by PW Staff
Four San Francisco-based wealth management professionals have broken way from a large multinational financial services company to found their own independent firm.
by FA Staff
Waltham, Mass.-based broker-dealer and RIA Commonwealth Financial Network has added a $350 million firm based in Metairie, La., to its network of independent advisors.
by FA Staff
La Vista, Neb.-based Securities America introduced three additions based in Fort Worth, Texas, on Wednesday.
by FA Staff
New York-based NFP Advisor Services has promoted Mike Pedlow to chief compliance officer.
by FA Staff
Charlotte-based LPL Financial has named Tom Gooley as managing director of service, trading, and operations.
by FA Staff
David Hutchinson's appointment is part of AssetMark's new team-based consulting model.
by FA Staff
Two new hires strengthen MainStay's defined contribution investment-only practice, MainStay says.
by FA Staff
Raymond James Financial Services has added financial advisor James “Eric” Maxwell to its Pleasanton, Calif. offices.
by FA Staff
The wealth management subsidiary of Bank Mutual wants to grow its business, LPL says.
by FA Staff
The financial planning firm based in California and the Southwest is looking for added growth.
by PW Staff
St. Petersburg, Fla.-based Raymond James has recruited a $665 million team of advisors from Morgan Stanley’s Flint, Mich. offices.
by FA Staff
St. Petersburg, Fla.-based Raymond James & Associates has recruited financial advisor David Holwadel to the company’s Cincinnati office.
by PW Staff
San Francisco-based The Presidio Group has added Kyle Manley to its Dallas wealth advisory team as vice president.
by FA Staff
Lynne Gummo has been appointed a partner at New York-based CohnReznick, an accounting, tax, and advisory firm.
by FA Staff
Former wirehouse advisors are creating WealthPlus for high-net-worth clients.
by FA Staff
Ege will handle high-net-worth clients.
by FA Staff
Dr. Brad Klontz and Brian Davis will drive Occidental's growth in the psychology of finances, Occidental says.
by FA Staff
Brian Hinson and two other advisors join the Birmingham, Ala., based wealth management firm.
by FA Staff
Securities America gains a Texas firm.
by FA Staff
Pair formerly managed $141 million for J.P. Morgan.
