Sowell Management Services has hired Kimberly Collins as chief compliance officer. She is the founder and president of Compliance Resource Partners and has worked with the firm on a consulting basis for the past six years. Collins has more than two decades of experience providing comprehensive compliance services to broker/dealers and investment advisors, including assisting firms with Finra and SEC registration, performing compliance and anti-money-laundering reviews, and completing branch office audits.
Prior to starting her consulting business, Collins worked as a compliance examiner with NASD Regulation, Inc.
Sowell Management Services is a fee-based, third-party management firm in North Little Rock, Ark., with investment portfolios for individuals, retirement plans, corporations, trusts, foundations and institutions.
Please send On the Move items to Kathy Lynch.