Eric Rasmussen

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The All-Star Game

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When FA hunted for the cream of the crop among research management teams, these professionals made the all-star team, according to peers. 

Storm Chasing

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In a volatile market year, growing RIAs in our annual ranking sought opportunity.

The Horror

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Whether it's sibling rivalries, poorly thought out trusts or simply greed, the estate planning world offers an abundance of horror stories.

2012 Independent Broker-Dealer Survey: Swimming In Shallow Water

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Broker-dealers face a stagnant rep pool, shrinking margins and the choke hold of regulators. But it's been a boon to the biggest consolidators.

Bouncing Back

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Financial Advisor's 2011 RIA survey shows assets and client numbers continuing to bounce back, but growth could be sluggish. 

More Refined In 2009

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RIA assets surged in 2009, but companies were still nursing a hangover from the crazy recession ride.

Securities America Charged With Misleading Investors

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The Massachusetts Securities Division filed a complaint today against Securities America, charging the broker-dealer misled investors when it sold approximately $697 million in promissory notes.

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