Eric Rasmussen

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Raymond James Beats Q1 Earnings Estimates

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But its leadership noted the difficulties of competing with private equity for RIA talent in the private client space.

Dickson's Elevation Point Takes Minority Stake In $750M AUM Mich. Firm

by FA Staff

The investment in Stonebrook Private is Elevation's first minority stake investment.

Amore To Become Kestra President; Langlois Will Retire

by FA Staff

Texas-based wealth manager Kestra said John Amore will assume the president's role in April.

LPL Taps D.A. Davidson Advisor Who Oversaw $280M

by FA Staff

John Somerville will join LPL's employee channel and work out of Santa Barbara, Calif.

Finra Panel Denies J.P. Morgan's Claim For $39.8M Against Barred Ex-Advisor

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Former clients had made more than $100 million in claims over Edward Turley's strategies.

San Antonio Advisor And Local Radio Guru Arrested

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The FBI and IRS say Brooklynn Chandler Willy gave false information. An indictment claims she took client funds.

Allspring Managers Tout Small-Caps, Active Management

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The firm's managers were upbeat about a market broadening beyond the Magnificent 7.

UBS Team In Fla. With $170M In AUM Joins Perigon

by FA Staff

The Harrigan Group is joining Perigon's office in Boca Raton.

Minn. Advisor Gets 2 Years For $2.1M Theft Of Client Funds

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Prosecutors said Kristi Berge fraudulently took client funds to invest in real estate.

New Choreo Product Offers Tax-Aware Portfolio Management

by FA Staff

Choreo Tax Advantage was developed by the Chicago RIA with software company Smartleaf.

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