Eric Rasmussen

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Lottery Winners' Foundation Awarded $7.3M Over B-D's Annuity Sales

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A Finra arbitration panel agreed with the foundation's claim that a deceased rep put its money in unsuitable products.

Raymond James Recruits $900M Wells Fargo Team In Fla.

by FA Staff

The Lelekis, Ellis, Kilczewski Private Wealth Management Group has joined the firm's employee channel.

Md. Advisor Who Faked Suicide Gets 3.5 Years For Bilking Elderly Client

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Eddy Blizzard stole $1.4 million from the late client, causing him to lose his house.

LPL Snags $860M Dallas Team From Lincoln Financial

by FA Staff

LPL's recruitment of Dallas-based Strategic Wealth comes ahead of Lincoln's purchase by Osaic.

Ex-Ameriprise Advisor In Texas Gets 5 Years For Stealing $1.2M From Clients

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Dusty Sternadel tricked her mostly elderly clients into cutting checks that she deposited into her personal accounts.

S.C. Advisor Pleads Guilty To Tax Evasion

by FA Staff

The IRS said he failed to account for $2.5 million in money shuffled in overseas accounts.

Cresset Absorbs Two Ex-First Republic Teams With $5B

by FA Staff

The teams comprise 15 professionals who serve 160 client households.

Waverly Advisors Acquires $700M N.C. Firm McShane Partners

by FA Staff

Waverly, an Alabama firm serving wealthy individuals, made two other big purchases earlier this year.

2024 Independent Broker-Dealer Survey: The IBD Universe And Its Systemic Evolution

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The broker-dealer industry is making hay as interest rates remain elevated. Demographic trends are a double-edged sword.

Raymond James Snags $1.1B Ariz. Team From RBC

by FA Staff

The Pahnke Group includes 36-year veteran Glenn Pahnke.

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