Anthony J. Cantone has in the past been sanctioned over muni-bond offerings.
Best Wealth Management's Matthew Best and Michael Moore served $130 million in assets.
Andrew Komarow, formerly of LPL, was barred by Finra in June.
The acquisition brings some $296 million in assets from mostly wealthy clients.
A jury said Kaival Patel's false medication claims led state insurance plans to lose millions.
Young people's decision to marry and parent later is having an effect on home buying.
Center Street Securities was facing steep claims for its sales of bonds for bankrupt GWG Holdings.
Wealthy investors are still showing little forgiveness about a controversial options strategy offered by UBS. An arbitration panel has ordered UBS to pay $3...
Details of the lawsuit against ACG Wealth remain secret but appear to involve a contract dispute.
Bret D. Pearlman won a Finra YES case where other high-profile investors have failed.
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