Eric Rasmussen

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Barred Ex-Stifel Rep In N.J. Convicted In Healthcare Fraud Scheme

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A jury said Kaival Patel's false medication claims led state insurance plans to lose millions.

Debt, Delayed Marriages Keeping Millennials From Home Ownership, Fed Report Says

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Young people's decision to marry and parent later is having an effect on home buying.

Nashville B-D Closes Doors After L Bond Meltdown

by FA Staff

Center Street Securities was facing steep claims for its sales of bonds for bankrupt GWG Holdings.

Private Equity Bigwig Wins $3.2M From UBS After Losses

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Wealthy investors are still showing little forgiveness about a controversial options strategy offered by UBS. An arbitration panel has ordered UBS to pay $3...

Mercer Sues $1.3B Atlanta Firm It Acquired Two Years Ago

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Details of the lawsuit against ACG Wealth remain secret but appear to involve a contract dispute.

Private Equity Bigwig Wins $3.2M From UBS After Losses

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Bret D. Pearlman won a Finra YES case where other high-profile investors have failed.

LPL Adds 462 Advisors During Quarter, Beats Analyst Estimates

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The firm also saw a decline in cash balances from last year.

Brokers, Firms Have Abused Rules To Erase Customer Complaints, Report Says

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The new report comes just as Finra has implemented new rules designed to toughen the expungement process.

Rudy Adolf To Step Down As Focus CEO

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Dan Glaser of Clayton, Dubilier & Rice will take over. The firm took Focus private.

Wealth Enhancement Group Sues Co-Founder Of Firm It Acquired, Claiming Fraud

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Julie Darrah was like a daughter to clients. Her firm now says she was stealing from them.

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