DoubleLine Capital has hired two portfolio managers and partners for a new affiliate to help expand the firm’s product line-up into equity investment strategies.
Finra cited the firms for using municipal and state bond funds to pay lobbyists.
Large families, unmarried parents, women and those with common health concerns are susceptible to insurance coverage gaps that could leave them financially shorthanded.
More investment professionals are optimistic that 2013 will generate economic growth, but they say the financial services industry needs to restore market integrity.
Prudential Financial's brokerage subsidiary will pay $10.7 million in restitution to 34,000 customers as a result of its settlement with Finra.
Washington Wealth Management (WWM) has hired Morgan Stanley veteran David Richman to serve as its market area director for Southern California, where it plans to open at least three new offices...
The Investment Management Consultants Association (Imca) has opened a certification prep center designed to help CIMA certification candidates prepare for their exams.
National Financial Partners Corp...
Financial advisors are optimistic their revenue will grow faster in 2013 than it did this year, when results fell short of their expectations, a new survey says.
Morgan Stanley has launched a lesbian, gay, bisexual and transgender client initiative that provides advisors with wealth planning tools, business development and marketing resources designed...