The case involves Deccan Value Investors, whose clientele includes other top-notch universities.
Successful enforcement cases typically hinge on the SEC showing that investors knowingly spread false information.
It seems people feel emboldened to speak out when managers and co-workers aren’t peering over their shoulders.
The top cop at Wall Street’s main regulator will step down this month.
One trader boasted he moved the market by providing “a little razzle dazzle to juke the algos.”
U.S. prosecutors said the Marble Ridge Capital founder used illegal tactics to aid his bid for bankrupt retailer Neiman Marcus Group Inc.
In the first quarter of 2020 alone, Robinhood racked up 2 million new accounts.
The investigations are significant because USO has grown to be a dominant player in the market for crude futures.
Nothing in the PPP relief law prevents a company whose shares were suspended from receiving loans from the program.
Wells Fargo agreed to pay $35 million to resolve claims it failed to police sales of ETFs to risk-averse clients.
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