Tracey Longo

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SEC Cracking Down On Wrap Fee Abuses

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Wrap fee account assets are expected to more than double in the next five years to $1.1 trillion.

Finra Considering Barring Non-Attorney Reps In Its Hearings

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A new study has found that non-attorneys often make things worse for the investors they represent in Finra hearings.

Congress Aims To Boost Small Business Retirement Options

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A new bill seeks to help employers more easily offer lifetime-income annuities and multiple-employer plans.

Former Broker Sentenced To 40 Years For $10 Million Ponzi Scheme

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A former broker and UVA football player victimized former coaches, school alumni and church members.

House Ways And Means Passes Bills To Deliver Obamacare Tax Relief

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Among the proposals is a measure that would suspend the "Cadillac Tax" on expensive health insurance plans.

Baseball Star Justin Verlander’s Former Advisor Barred From Industry

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The advisor allegedly used the baseball star's money for a venture tied to the business of the wife of the advisor.

Proposed Rule Would Let Restaurant Owners Pocket Tips, Labor Advocates Say

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The proposal by the Department of Labor would rescind a number of waitstaff protections.

GOP Tax Reform Will Cause Small Businesses To Drop 401(k) Plans, ARA Says

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Lower pass-through income tax rates mean business owners benefit by skipping 401(k) contributions.

Senate Committee Passes Senior Fraud Reporting Law

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The legislation would make it easier for financial advisors to report financial exploitation of the elderly.

GOP Laying Groundwork To Cut Future Social Security, Medicare, Welfare Outlays

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Now that tax reform is almost complete, GOP leaders are eyeing cuts in entitlement programs such as Social Security.

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