Jesse Westbrook

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SEC Chief Takes To Twitter To Issue New Warning On Greenwashing

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SEC Chair Gary Gensler pointed out that there's no industry consensus on what ESG investing means.

Credit Suisse Fined $9 Million By U.S. Regulator Over Research Report Conflicts

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Credit Suisse AG has issued more than 20,000 reports with inaccurate disclosures about potential conflicts, Finra says.

Fannie, Freddie Surge As U.S. Approves $1 Million Loans

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Fannie and Freddie will be able to buy loans of $970,800 in areas including San Francisco, Los Angeles and New York.

SEC's Gensler Issues Warning As Fake Stocks Bloom On Blockchains

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The SEC chair said his agency will enforce registration requirements for tokens that mirror company performance.

SEC Tools To Halt Panics Include Banning Shorts, Shutting Market

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If the carnage worsens, the SEC and other global financial watchdogs could take more extreme measures.

Facebook Triggers Fresh Washington Fury Over Crypto Project

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Legislators from both parties voiced alarm over Facebook's plans to issues its own cybercurrency next year.

Fannie-Freddie Release Plan Draws Scrutiny From Democrats

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Democrats are wary of a Trump administration proposal to end federal control of the mortgage agencies.

Oaktree Fined $100,000 By SEC Over Conflicted Political Giving

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The contributions went to officials who influence where state pension funds put their assets, the SEC alleged.

Merrill Lynch Pays $42 Million Fine For Misleading Broker Clients

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The SEC says Merrill told clients it executed millions of orders itself, but they were done with outside brokers.

Merrill To Pay $15.7 Million For Duping Mortgage Bond Customers

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The SEC alleged the firm's traders tricked clients into overpaying for mortgage bonds.

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