Dan Jamieson

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Advisors Warming Up To Defined-Maturity Bond ETFs

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Investors can use these products to build bond ladders.

Interactive Brokers Gives Small Account Holders A Break

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The discounter will start paying interest on balances under $100K.

DoubleLine's Sherman Tells Advisors To Steer Clear Of Corporates

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Corporate bonds are still super expensive, he says.

Is There Such A Thing As Subdued Volatility?

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Volatility ain’t what it used to be, say speakers at a fixed-income conference.

Interactive Brokers Eyes RIA Accounts As It Rolls Out Platform

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The broker-dealer, known for serving traders and hedge funds, has been growing its RIA custody business.

Market Correction Could Whack RIA Values By 70%

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A typical market downturn could cost RIAs about 15 percent of revenues, one consultant estimates.

Small B-D Outlook Improves

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Regulations look somewhat less onerous, but these firms must be creative to compete.

Finra Gets Cool Reception On Hybrid Oversight Plan

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Finra proposes to drop requirements for B-Ds to supervise the independent RIAs run by their registered reps.

Regulators Worry Finra Proposal Might Drive Reps To Court To Scrub Records

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State regulators worry that a Finra arbitration proposal would drive brokers to courts to scrub bad records.

Atria Wealth Solutions To Acquire Cadaret, Grant

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The deal will almost double the size of Atria and plant its flag in the independent wealth management channel.

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