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Dan Jamieson

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Jeffrey Gundlach, Commodity Bull

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If you've ever considered investing in commodities, now looks like the right time, the DoubleLine Capital CEO said.

Merrill, Defying Rivals, Decides To Remain In Recruiting Protocol

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Merrill Lynch is not making plans to leave the broker recruitment protocol, according to a company official.

In A Twist, RIA Firms Form Own B-Ds

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Some RIAs have found that you need to run your own broker-dealer to be truly independent.

When It Comes To Alternatives, Be Opportunistic, Say Two Advisors

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Speaking at the Inside Alternatives conference, two alt fans stress opportunistic investing and flexibility.

UBS Pulls Out Of Protocol, Merrill Expected To Follow

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Tom Naratil, UBS's head of wealth management, said the firm will exit the protocol as of this Friday.

Morgan’s Protocol Exit May Not Slow Broker Defections

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Will Morgan Stanley's exit from a recruitment protocol affect wandering brokers much in the social media age?

Merrill Fights Employee-Shareholder Arb Claims

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Merrill Lynch is trying to stop 19 arbitration claims filed by former employees who allege millions in damages.

PIABA Says Finra Governors ‘Too Close’ To Member Firms

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PIABA criticized Finra for having five current public governors who have ties to securities and advisory firms.

In First Wave, LPL Keeps 70 Percent of NPH Reps

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LPL plans to move its new NPH reps over in two waves.

Former Star LPL Rep Seeks To Vacate Award

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A former top LPL Financial OSJ owner is seeking to vacate an arbitration award he lost against the firm.

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