Jacqueline Sergeant

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Ameriprise Advisor Arrested For Alleged Role In Jan. 6 Capitol Riot

by FA Staff

Lee Giobbie of Eastampton, N.J., was one of the first rioters to breach the Capitol building, prosecutors said.

Richmond, Va. Team From Truist Joins Rockefeller

by FA Staff

Lewis Wealth Partners adds to Rockefeller Global Family Office's national footprint.

Mariner Wealth To Acquire 2 RIAs, Create Institutional Unit

by FA Staff

The unit will be formed from the acquisitions of AndCo Consulting and Fourth Street Performance Partners, the firm said.

Focus Expands Leadership Team

by FA Staff

Two of the firm's network RIA leaders will serve as vice chair and president.

Ex-Morgan Stanley Broker Criminally Charged For Alleged $3.5M Fraud

by

Jesus Rodriguez of El Paso, Texas, allegedly robbed the accounts of 10 clients.

Wealth Enhancement Group Buys Cincinnati Firm With $136M In Client Assets

by FA Staff

The Shawn M. Scott Team is the 18th acquisition in 2023 for Minneapolis-based Wealth Enhancement Group.

Annuity Sales Top Records Set In 2022, Limra Says

by FA Staff

Strong economic conditions coupled with growing demand for protected investment growth pushed sales to $385B in 2023.

Retirees Flocked To Florida, South Carolina In 2023, Report Says

by

New Jersey surprisingly came in third as a retiree destination, according to a report by moving company HireAHelper.

Family-Run Advisor Team With $615M AUM Exits Raymond James For LPL

by FA Staff

Maier & Associates Financial Group of Bay City, Mich., was founded in 1984.

MAI Capital Buys $549M AUM Calif. Firm

by FA Staff

Traverso Chambers Private Wealth Management is the third acquisition this year for Cleveland-based MAI Capital.

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