Jacqueline Sergeant

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Hightower Makes Strategic Investment In $3.3B AUM RIA Firm In N.Y.

by FA Staff

Capital Management Group of New York was founded in 1992 by Thomas Mingone.

Mercer Advisors Buys $275M AUM Iowa Firm

by FA Staff

River Glen Wealth Counselors in West Des Moines is operated by Matt Busick and Randy Von Fumetti.

Crestwood Names New President

by FA Staff

Leah R. Sciabarrasi will continue to serve as managing partner and wealth manager.

Envestnet Co-Founder Bill Crager To Step Down As CEO

by FA Staff

Chairman James L. Fox will serve as interim CEO starting April 1, the company said.

Jamie Hopkins Appointed CEO Of Bryn Mawr Capital Management

by FA Staff

Hopkins joined the Pennsylvania private wealth group in October after exiting Carson Group.

Broker Awarded $950K After Claiming Co-Workers 'Stole' His Business During Mental Illness

by FA Staff

Matt Smith alleged his business associates undertook a “hostile takeover” as he battled bipolar disorder.

North Carolina Team With $610M In Client Assets Joins RBC

by FA Staff

The Cypress Group, a trio of advisors, was formerly with Truist.

Mercer Advisors Buys Denver RIA With $465M In AUM

by FA Staff

Transitions Wealth Management was founded in 1999 by a team of accountants including Bruce R. Bendell and Gary P. Saltzman.

Mariner Wealth Acquires $360M AUM Sacramento Firm

by FA Staff

Confluence Financial Planning is the 15th location in California for the Overland, Kansas-based firm.

Ex-Texas Broker Gets 20 Years For Child Sex Assault

by FA Staff

Gregory Frank Estes was described in news reports as a prominent figure in the San Angelo community.

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