Jennifer Lea Reed

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Northwestern Mutual Penalized $8M For Alleged Wrongful Termination

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Three brokers who worked for the company in Abington, Pa., shared the Finra award.

Alts, Small Caps And AI Called Leading Investment Trends By Strategists

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Three strategists at FA's Invest In Women conference offered their take on the market's rising sectors.

Kitces Explains How Advisor Success Evolved Beyond Being A Million-Dollar Producer

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In deciding what kind of firm is best for them, advisors need to know themselves, Michael Kitces says.

How Advisors Can Help Those Suddenly Made Single By Death, Divorce

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All marriages end, and advisors need special skills for guiding newly single clients.

The Burning Question For Clients: Are You Happy?

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Advisors who ask this of clients, listen and adjust the financial plan will transform their practices, she says.

Cetera Offers Money-Back Guarantee On Its Asset Growth Program

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The company claims advisors who go through its program will attain at least 38% growth in AUA.

New RIA Launched By Four Partners From Michaud Capital

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Crusonia Capital Partners will operate out of the same Denver office as Michaud, according to SEC filings.

Two Advisors Start RIA In Colorado

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The advisors were previously with CorePath Wealth Partners in Scottsdale, Ariz.

Drucker Wealth Forms RIA To Grow Younger Client Base

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The New Jersey firm sought control over technology and client engagement in ditching its broker-dealer.

Finra Bars Ex-Edward Jones Rep For Ducking Testimony

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Reuben L. Brown of Texas refused to appear over allegations he invested client money outside the firm.

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