Christopher C. Williams

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Morgan Stanley Lawsuit Alleges Former Rep Is Stealing Clients

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The firm is seeking a temporary restraining order against a former rep at its Newport News, Va., office.

Wells Fargo Team With $425M AUM Goes Independent

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Blue Ocean Investment Group of Westlake, Ohio, is joining the bank's independent arm.

Altruist Offers Cash Account Product

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Altruist Cash allows advisors to offer clients an annual percentage yield of 5.10%, the custodian said.

Hightower Counters Ex-Advisor Lawsuit, Says He Stole Company Secrets, Misappropriated Funds

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Hightower says Lars Knudsen was violating his post-sale agreements and creating a hostile work environment.

Betterment Adds Mutual Funds To Custom Portfolios

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The company said thousands of funds have been added to its RIA platform.

Merit Buys $542M Viren In Washington State

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The Spokane, Wash.-based firm specializes in retirement plans, group employee benefits and life and disability insurance.

LPL Financial Sued For Raiding Advisory Firm

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A Kentucky firm said LPL, its former affiliate, tried to poach its advisors after a falling out.

Some Advisors On Edge As Clients Go Gaga Over Stocks

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Concerns about a market bubble weigh heavily on the minds of some investment advisors.

Robertson Stephens Acquires Conn. Firm With $180 Million AUM

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The deal puts Robertson Stephens Wealth Management over the $5 billion AUM mark.

$6B AUM San Diego Firm Pure Builds Western U.S. Presence With 2 Acquisitions

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The firm announced the purchases of Symphony Financial Planning and Crestline Capital.

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