The right software reduces work while making documents look better.
Some practitioners might argue that the financial
planning process is anything but efficient. This perception may be due,
in part, to the way in which financial advisors choose to assemble
financial plans. That perception leads to the question, "Is there a
better way?" The answer may lie in how you want your financial plan to
look once it's assembled.
In conversations with financial practitioners across
the country, many have described an assembly process that uses a number
of diverse elements. Many seem to feel that no one software program is
capable of containing all the elements needed to produce the plan they
want to present to their clients. Therefore, advisors often use a
number of different programs to fill in the gaps or strengthen the
overall presentation.
Use of unrelated programs that do not necessarily
share data poses its own set of challenges, though. Often, information
has to be typed into different programs over and over again. And, the
eventual output from various sources may have the wrong pagination,
contain different fonts and type sizes and may even look different
owing to page design differences (headers, footers, auto spacing, etc.)
The result is often a mishmash of software outputs
jammed together in a three-ring binder and declared a financial plan.
Though some might suggest that a financial plan doesn't have to be
pretty, experts suggest that a document that is produced in a
consistent look, such as typeface, headers, footers, colors, spacing,
consecutive pagination, etc., is more likely to be completely read and
understood by the reader than is a document that is not consistent in
style and appearance. And the fact remains that assembling a document
can be a time-consuming task when working with diverse, unrelated
software outputs.
Software manufacturers have not lost sight of this.
Many now offer comprehensive solutions to financial planning
production, and are beginning to recognize the need to be able to share
data from outside software products. And, with the trend toward
Web-based financial planning software solutions, the flexibility and
ease of use can only get better over time. A couple of popular choices
in this category are MoneyGuidePro (MGP) (www.moneyguidepro.com) and
Naviplan Central (www.naviplancentral.com).
MoneyGuidePro offers unique collaboration features
with its latest version (6.0), which allows the planner to share
whatever level of detail or access needed with either a co-worker or
the client. The output design has been enhanced and shifted to use the
landscape printing format, to be more visually appealing. MGP prints to
an Adobe .pdf format. In describing MGP's ability to import information
from a variety of sources, CEO Robert Curtis, mentions that "the
emphasis is on getting asset-level data." To that end, they have forged
data-integration deals that integrate on a platform level. Their
partnership with Investigo (www.investigo.net) is an example of this
platform-level thinking, with an end result of being able to share data
across a platform that integrates client relationship management,
portfolio management and financial planning.
Naviplan Central offers a variety of levels of
planning, based on the amount of specificity of details you might wish
to share with the client. Each level is capable of building on the
other, meaning that if you chose to produce a level one plan now and
upgraded the client to a level two later, you could seamlessly
integrate the data from the level one plan without the necessity of
re-entering all the information. Their new financial assessment tool
offers the opportunity to produce a quick look at such goals as
retirement, education, major purchase and life insurance for clients in
about ten minutes or so. Naviplan Central also offers collaboration
features similar to MoneyGuidePro, and provides workflow reports to
simplify supervision of employees or collaboration partners. Naviplan
Central's document output can be directed to an Adobe Acrobat .pdf
format or to a Microsoft Word document.
Other, similar products include Advice America's
Advisor Vision (http://advisorvision.adviceamerica.com), and Optima
Technologies Interactive Advisory Solutions (IAS)
(www.optima-tech.com), though both offer features such as client
relationship management and/or portfolio management components similar
to the Investigo platform.
But what if you are not using one of the
above-mentioned software products and would still like to find ways to
integrate outside sources into a consistent document? Well, depending
on your chosen financial planning software, it still may be possible to
create the desired end result. To begin, you will need a common
assembly point. This could be Adobe Acrobat (www.adobe.com) or
Microsoft Word (www.microsoft.com), depending on the structure of your
software and how it chooses to print documents. Most programs allow you
to print to a specific printer and offer the ability to choose that
printer. This gives you the opportunity to select a .pdf print driver
as your chosen printer.
Once selected, the document actually 'prints' to a
file with the .pdf extension. It is recommended that you own Adobe
Acrobat 7.0 Professional for this purpose. Or, owing to copyright
expirations, you can now choose a less expensive alternative such as
pdf995 (www.pdf995.com). With Adobe Acrobat 7.0 or the Suite version of
pdf995, you can assemble a document from a variety of different
outputs, creating a common look and feel. Combining different pdf files
into a common document is a snap inside Adobe Acrobat 7.0. With the
professional edition, you can even move pictures, graphs and text or
edit directly in the document(s). Using Microsoft Word as your document
assembler is equally easy, using familiar cut and paste routines. And,
Microsoft Word allows you to choose to paste into the document using
destination formatting, which eliminates a step in formatting text.
However, there may be times when you only need to
incorporate a single element, such as a graph or table from a program,
into your plan. Or, you may have encountered an information source that
does not permit you to print to a pdf driver. If that is the case,
there is a nifty little tool out there just for you, and the good news
is it's free. It is called Screen Hunter (www.wisdom-soft.com) and it
is a screen capture utility. (The paid version contains editing
features not found in the free version) With this little tool, you can
snatch a small part of anything displayed on your screen and paste it
into your assembled document. The quality of the captured image is
remarkably good.
With a little practice, these document-assembly
techniques can greatly speed up and enhance the overall process of
producing a financial plan document. Advanced techniques could include
writing macro commands to automate the most common assembly tasks, to
increase the speed and efficiency of the overall financial plan
production process.
David Lawrence is a practice
efficiency consultant and is president of David Lawrence and
Associates, a practice consulting firm based in Lutz, Fla.
(www.efficientpractice.com). David Lawrence and Associates is an
approved sponsor of CFP Board of Standards continuing education credits
and offers CE programs on a variety of topics, including the financial
planning process.