Experience says growth will outperform.
(But it doesn't say when.)
They say that, over time, one of the basic facts of
investing life is that value will outperform growth. It's just
sometimes hard to get investors to notice.
"I don't think people like to invest in value stocks
normally," says Jim Averill, manager of the Hartford Value
Opportunities Fund, a multicap value fund. "You say value, and they'll
say, 'That's boring.' Growth is where the excitement is."
While investors may be waiting for some exciting
developments in the growth arena, it hasn't happened yet. And as
equities continue down their boring single-digit-return path, value
managers continue to largely outperform their growth counterparts.
So far in 2006, this trend doesn't seem on course to
change. As of April 4, the Russell 3000 Value Index was up 7.57%,
compared with 4.47% for the Russell 3000 Growth Index. In the large-cap
sector, the Russell 1000 Value was up 7.04%, compared with 3.57% for
the Russell 1000 Growth index. Only in the mid- and small-cap sectors
did growth hold a slight lead over value.
Coming after five years of outperformance by value,
it seems like value managers are bidding for an extended run of
dominance. Yet value managers say they've been doing what they always
do: looking for bargains in unexpected places. "Historically, we just
go where the value is and make money on it," says Averill.
Making today's market somewhat unique, he says, are
the stocks that are now appearing on the typical value manager's radar:
a mishmash of companies, including former stars of the growth arena.
Averill attributes this to the bidding-up of value
stocks that has taken place the last several years and the backlash to
the technology collapse.
Averill, for example, has been spying potential
holdings in the pharmaceutical and technology sectors, where he
believes negative outlooks have made for some attractive prices. "We've
seen a convergence of multiples between what are basically thought of
as growth and value stocks," he says.
The appearance of what were once thought to be
growth tech stocks in value funds shouldn't be surprising, says Michael
Pytosh, senior technology analyst with ING Investment Management. On
average, he says, technology stocks are more in tune with value than
growth.
During the ten-year period spanning 1994 to 2004,
Pytosh says, the only time growth outperformed value in the technology
sector was in 1999. "It just so happens that you had a very unique set
of circumstances that happened in 1999, mainly Y2K, and the growth of
the Internet and the cell phone market," he says.
Tech stocks are more typically cyclical, with short
product cycles and extended periods of slow growth. In other words,
technology provides some of the volatility that value managers thrive
on.
At Federated Stock Value Fund, manager Kevin
McCloskey is looking closely at the technology sector for companies
that are turning themselves around and adapting their operations to a
leaner economic environment. "A lot of them have completely
restructured their operations since coming out of the bubble,
particularly a lot of the software companies," he says. "We're more
confident in their ability to change themselves going forward."
The technology sector also figures into one of the
hanging questions on Wall Street: Is growth poised to outperform
growth? With technology companies on the rebound, and value stocks
getting pricier after a five-year run of outperformance, many believe
that growth is due for a rally. Yet not everyone is convinced that the
market is ripe for a cyclical change between value and growth.
Eileen Rominger, chief investment officer and
portfolio manager on the Goldman Sachs U.S. Value team, notes that the
trailing price-to-earnings discount of the Russell 1000 Value index to
the Russell 1000 Growth index was about 33% as of the end of 2005-which
represents the historical average. That compares to the last bull
market, when value's discount was as deep as 70%, and the early 1990s,
when value was actually selling at a 10% premium to growth.
"To me, the odds are pretty even that value or
growth are going to outperform in the next year," she says. "If you're
just looking at valuation, it's really a toss of the coin."
She feels megacaps-particularly in the technology
sector-are poised for a rally on the strength of healthy earnings.
"Many of these companies have, in a quiet and boring way, put up very
good earnings numbers," she says.
Rominger also feels mid-caps will continue to be a
strong value play, as they benefit from merger and acquisition activity
in several industries, including energy. For stock pickers in either
school, she says, market conditions are not ideal. Rominger notes that
the market's low volatility, while beneficial from a safety standpoint,
has forced investors to work hard in finding bargains.
"We don't have the extremes of under- and
overvaluation that kind of make for a stock pickers paradise," she
says. "I would say you really have to do a lot of digging these days to
unearth truly mispriced securities."
The U.S. value market is so flat that some managers
are embracing the overseas markets. David Winters, former value manager
with Franklin Mutual Advisors, launched a new fund last year-the
Wintergreen Fund-that has the option of allocating all of its assets in
foreign holdings.
That provision, in addition to the fund's ability to
invest in companies of any capitalized value and to utilize debt and
convertible securities, was designed to provide the fund with maximum
flexibility, according to Winters. So far this year, the fund is taking
advantage of that freedom, with more than 40% of its assets allocated
to international holdings, Winters says.
"It's different from the year 2000, when you had the
bubble and any real companies were basically being given away," he
says. "If you had the courage and any money, it was a great time to be
a value investor."
The end of irrational exuberance has made for a more
stable and sane market, which in the end is exactly the type of
environment a value manager wants to avoid. "Over the past five to six
years you've had a big rally in U.S., Europe and Asia, and it has made
those obvious scratch-your-head situations kind of rare," he says. "I
think you may have to dig a little deeper and turn over a few more
stones. So we've decided to cast our net a little more globally."
Among the catches at the Wintergreen Fund has been
The Hongkong and Shanghai Banking Corp., which Winters feels has
slumped in value because of less-than-stellar earnings in recent years.
Yet he likes the banking company's fundamentals, its
yield of just under 5% and capital appreciation that normally runs in
the high single- and low double-digits.
"It's kind of like buying an A+ bond that over time
will return in the double digits," he says. "It's a comfortable,
sleep-well-at-night type of investment to own." It's the type of stock
Winters looks for as a value manager-one with little downside, holding
the promise of either a big discount today or a free premium tomorrow.
Two sectors where Winters is looking for companies
that fit that description are old media and energy. In the former
sector, Winters feels the concerns about the death of television and
newspapers to new media such as the Internet are over played. In
energy, Winters is cautious about investing in companies that have
already spiraled upwards, but still sees companies trading at big
discounts to their asset value.
Mergers and acquisitions in the sector have also intrigued Winters.
"You want to look at sectors where there is
tremendous consolidation going on," he says. "You want to find the girl
at the dance who's going to get tapped on the shoulder."
Some value managers take the thematic approach. At
the Victory Special Value Fund, energy and commodities such as metals
and coal are considered top value, partly because the demand for raw
materials is exceeding supply throughout the world.
The fund is also investing in health care because
demand is expected to sharply increase with the aging of the baby boom
generation.
"We look for supply and demand imbalances on a
global basis," says Patrick Dunkerley, the fund's chief investment
officer.
Bruce Berkowitz, lead manager of The Fairholme Fund,
a multicap value fund, says that while value fund holdings may change,
the core principles of the investment style do not. "What we do for all
companies is we count the cash," he says. "The analogy I use is sort of
the corner grocery store. We watch the money that goes in and out of
the register. At the end of the day, what's left-the free cash and
owner's earnings-we count it."
Such a bottom-line approach can lead to the
appearance of surprising company names on the fund's holding list. The
Fairholme Fund, for instance, was a big investor in MCI after it went
into bankruptcy as Worldcom in 2002.
One of the darlings of the bull market in the late
1990s, the company landed on Berkowitz's buy list after analyzing the
company's cash flow.
"In bankruptcy, with Worldcom's debt basically being
cancelled, we saw hundreds of millions of cash being generated every
month, and their bank accounts filling up," he says. "You can get fancy
with accounts, but you can't lie about how much cash you have in the
bank."
The cash flow, coupled with the fact that Worldcom
was just one of a couple of companies with a network sophisticated
enough to service the U.S. government and Fortune 500 companies, is
what turned MCI into a value stock in the eyes of Berkowitz.
Ironically, he says, the fund lost about 20% of its
assets shortly after launching in 1999 because it refused to buy
Worldcom, Lucent and other technology blue chips. "We did not own a
technology stock and clients left us because we told them that we did
not want to be part of them losing money."
Since reaping gains from the telecom wreckage and
the technology collapse, Berkowitz has turned his attention to energy,
where he feels valuations in some sectors have not yet caught up to
current oil and gas prices. Among the fund's plays is Canadian Natural
Resources, which Berkowitz says is sitting on top of billions of
barrels of oil in the form of untapped oil sands. He also is an
investor in EchoStar, a satellite television company that he feels is
undervalued because of concerns about competition from cable television.
In the final analysis, Berkowitz says, value
investing is not for everyone. Growth funds, he notes, will outshine
everyone in an aggressive bull market. An investor in The Fairholme
Fund, meanwhile, will have to be content with a focused approach with
about 20% to 30% devoted to cash.
"Our number one rule is, don't lose," he says. "We assume our shareholders worked hard for their money."