AIG Valic Offers Roth 401(k)s
AIG VALIC has added Roth 401(k) and 403(b) accounts
to its retirement plan services for education, health-care and
government organizations.
Plan sponsors may offer employees the ability to
contribute to new Roth accounts through their 401(k) and 403(b)
retirement plans. Participants may direct all or a portion of their
elective contributions as after-tax money and then make qualifying
tax-free withdrawals of earnings from those accounts.
AIG VALIC‚s administrative systems have been
enhanced to meet the new recordkeeping requirements of Roth accounts,
including segregating after-tax Roth account contributions from pre-tax
contributions; distinguishing after-tax Roth account contributions
(cost basis) from related account earnings and interest; and
maintaining the five-year "timer" for all Roth account contributions,
which is a key requirement to permit tax-free distributions of earnings
and interest.
AIG VALIC has created new plan sponsor and
participant literature that explains the new Roth accounts and their
benefits. Also, all VALIC financial advisors now have access to a
software tool that can help them compare traditional pre-tax
contributions to after-tax Roth account contributions.
For more information, visit www.aigvalic.com.
Group Started For Top Advisors
Dunham & Associates Investment Counsel Inc. has
launched the "Quarter Club," a value-added membership group for
high-level advisors serving affluent clients. Members are aligned as
strategic partners with the firm and are eligible for marketing
assistance and benefits such as enhanced compensation incentives.
Membership in the Quarter Club provides quarterly
business development training for the top 25% fee-based advisors
offering managed account solutions to their clients. For more
information visit www.dunham.com or call Keith Gregg at 800-442-4358.
Vanguard Plans New Small-Cap Fund
Vanguard has filed a registration statement with the
Securities and Exchange Commission to offer Vanguard® Strategic
Small-Cap Equity Fund.
The new fund will seek to provide long-term capital
appreciation by investing in small-capitalization U.S. stocks.
The fund is expected to be available to investors in
the second quarter, pending a review by the SEC. A two-week
subscription period will begin on the fund‚s effective date.
Allianz Releases Two LTC Products
Allianz Life Insurance Company of North America has
released two new long-term-care insurance products, Generation
Protector II and Generation Protector Select.
Generation Protector II combines traditional
reimbursement with cash options, while Generation Protector Select
features three precustomized benefit packages.
Both Generation Protector II and Generation
Protector Select offer agent commission options and simplified
underwriting for employer groups.
Brinker Capital Launches UMA
Brinker Capital has launched a unified managed
account with a simplified account structure that allows advisors to
offer robust asset allocation in a fully diversified portfolio designed
to a client‚s goals, risk tolerance and asset level.
The UMA, with 20 portfolio options and a minimum
account size of $250,000, is available through the firm‚s national
network of independent registered investment advisors and advisors
associated with insurance companies. For information visit
www.brinkercapital.com.
Penn Mutual Upgrades Whole Life
The Penn Mutual Life Insurance Co. has redesigned
its whole life insurance product to provide higher guaranteed cash
values, while offering producers a low-maintenance policy.
The redesigned whole life policy replaces the
company‚s LifeWise and LifeWise Plus products. For additional
information visit www.pennmutual.com.
ADVISOR EMPORIUM
April 1, 2006
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