Regulatory Compliance has expanded and opened an office in Boston's financial district. With locations in New York, New Hampshire and California, the Boston office offers full-service compliance consulting services to broker dealers and investment advisers. The organization's examination and financial departments are now based in Boston, allowing Regulatory Compliance to better serve their clients while continuing to maintain strong relationships with Finra, the SEC and other regulators.
Regulatory Compliance Opens Boston Office
October 26, 2011
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