United Capital's Joe Duran must see ways to improve an advisory firm's business before he offers to buy it.
It seems that everywhere you turn, former brokers are launching their own fee-only firms.
Pershing Makes Inroads With Independent Advisors Smart investment advisors will triple their assets in the next four years, according to a new report from Pershing...
Pershing Offers New Analytical Tools Pershing LLC has launched a program through which its fixed-income specialists will help investment...
Congress Grills "Senior" Advisor Designations Members of the Senate Special Committee on Aging grilled the financial services industry on...
Fidelity Expands Advisor Referral Program Fidelity Investments has expanded its advisor referral program for high-net-worth investors, Wealth...
Advisors ramp up their game to ensure assets stay with them.
Here are some ideas to make the job easier when you have to check under the hood and tune up those portfolios.
Capital Analysts Relocating To Cincinnati Capital Analysts Inc...
Deal Activity Picks Up Financial advisory firmsZ seeking the best price for their practice might want to look outward rather than inward...
The payoff for broker-dealers in their quest to add successful advisors has been higher revenues and more fee-based business.
Investors are fleeing brokers who don't discuss retirement income with them.
National Retirement Partners, a network of retirement-focused advisors, has raised its game and clinched its own broker-dealer.
Pershing Launches Managed Account Network Pershing LLC, a subsidiary of The Bank of New York Co. Inc...
With FPA's win in its lawsuit against the SEC, financial advisors need to reflect on what that means for the profession.
Clearing firms stake their future on helping advisors' businesses grow.
Always an entrepreneur, 90-year-old Joe Leonard reflects on almost 50 years in financial services.
Broker-dealers sum up the future of advisory services in two words: rich folks.
Can wirehouses deliver on their advertising promises when employee restrictions are the same?
Settling operational issues in advance lays the foundation for a successful merger.