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Custodians/Fee Only

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$230M AUM N.Y. Advisor Joins LPL From Ameriprise

by FA Staff

Demetrios Paraskevopoulos of Mineola, N.Y. joined LPL to pivot his business towards a more entrepreneurial approach.

TD Cuts Thousands Of Jobs, Takes Restructuring Charge; Earnings Miss

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The layoffs will come through attrition as well as targeted cuts, the bank said.

$170M AUM Advisor Joins Raymond James From Edward Jones

by FA Staff

Cole Wilson joins Stamford, Texas-based Raymond James Financial Services affiliate Decker Capital Partners.

Edelman Financial Engines Acquires $500M AUM Mass. Firm

by FA Staff

PRW Wealth Management marks the fifth transaction for Edelman Financial Engines in 13 months.

Biden Threatens To Veto Bill That Would Derail DOL Fiduciary Rule

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The bill passed the House with amendments to weaken or derail the proposal.

Focus On Business Goals As M&A Slows, Schwab Says

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Firms that have not yet optimized their M&A strategy and approach to integration often face a steep learning curve.

Why RIA Firms Could Start Looking More Like Wirehouses

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All year we've been covering the changing of the guard in the advisory profession, and this issue's cover story continues exploring that topic.

Schwab Lays Off Up To 2,000 Employees, Reports Say

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The company signaled its intention to eliminate jobs in an SEC filing this past summer.

Schwab Executives Offer Mea Culpa To Advisors Over TD Ameritrade Conversion Snafus

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At the annual IMPACT conference, Schwab's execs acknowledged the rocky onboarding of accounts.

RIAs Get A New Custody-Clearing Option

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Innovayte was created from a merger of two Equity Trust divisions.

Fidelity Says It Increased Women Clients By 48% Since 2019

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The increase was particularly strong among young age groups, the company said.

Schwab's Net Interest Revenue Falls 24% From Client Cash Moves

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The Fed's interest rate hikes over the past year and a half have pressured Schwab's banking arm.

Advisors: Be Careful Charging Clients To Keep Cash In Low-Interest Sweep Accounts

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One consultant said he has seen advisors charge clients advisory fees that are higher than what they earn in these idle accounts.

This RIA Platform Offers Advisors A Home For Their Clients' Cash

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Flourish says its advisor tools allow clients to earn more on their reserve savings.

New Custodian Altruist Eliminates Software Fee For Brokerage Accounts

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The company is looking to ease the fee burden on its smaller advisor clients, the firm's CFO said.

AssetMark Fined $18 Million For Hiding Cash Sweeps And Revenue-Sharing Conflicts

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The firm allegedly failed to disclose conflicts of interest on the programs, leading to a $9.5 million civil penalty.

5 Ways Wealth Management Firms Can Power Their Growth

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The financial services industry is facing a period of change like no other. Here's how to adapt.

How Cyberthreats Will Raise Advisor Costs, Cut Income And Irritate RIAs

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Here are the steps that industry participants will have to take to prevent outsiders from stealing client information.

Successful Banks Will Target Clients By Wealth Level, Cerulli Says

by FA Staff

Asset managers can help banks fine-tune their products and services, a Cerulli report says.

Kitces Says XY Planning Network Exploring Launch Of Corporate RIA

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Network firms, growing at nearly 30% annually, want XYPN to serve as their compliance officer, the co-founder said.

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