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Staffing

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Sanctuary Adds $500M All-Female Team From Morgan Stanley

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The six-member team, known as Bowersock Capital Partners, is led by founders Emily Bowersock Hill and Kaylin Dillon.

A Tale Of Two Crises

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Infrastructure, young manager-owners, technology and human resource teams make the transition to virtual work much easier.

The Vitals Of Volatility And Valuations

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Understandably, RIA executives are asking how this year’s turmoil will affect their profitability and valuations.

It’s Game On For Broker-Dealers

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The Covid crisis put a pause on broker-dealer recruiting, but a crisis always puts advisors in play.

Game Plans For Diversifying The Advisory Profession

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Three people weigh in on how the industry can diversify both itself and the people it serves.

We're 5 Years From A 'Big Shift' To Robos, Says AI Specialist

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AI may eventually transform the wealth management industry, but its immediate impacts will be subtle.

Ensemble Practice Promotes Diversity With Two G2 Minority Scholarships

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The initiative aims to improve diversity within the industry's leadership ranks.

Advisors Better Get Used To Virtual Meetings Because They May Be Here To Stay

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Embracing virtual meetings introduces a host of behavioral challenges for advisors, a consultant says.

Wall Street's Best-Laid Brexit Plans In Disarray Amid Virus

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Firms are finally reactivating long-held plans to shift staff from London -- only to find they can’t move fast enough.

Workers Can't Be Fired For LGBT Status, U.S. Supreme Court Says

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Conservative Justice Neil Gorsuch and Chief Justice John Roberts joined the court’s four liberals in a 6-3 majority.

Society Closed, So Let’s Be Open

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The pandemic has shown us what we are and aren’t prepared for as advisors.

How One Of 2019's Star Breakaway Advisors Is Navigating The Crisis

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Despite the pandemic, Jason Fertitta has no regrets about going independent after 19 years at financial-services giants.

Raymond James Hires $360M Calif. Team From UBS

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The strategic hire will expand the firm's West Coast footprint in the California market.

Connecticut Governor Says Days Of Commuting To NYC May Be Over

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Wall Street chief executives have said all of their workers might not return to offices full-time.

Advisor Group Set To Integrate Former Ladenburg Firms

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The transition will be done in stages from July to November, Advisor Group CEO Jamie Price said.

Orion Innovates, Integrates Advisor Technology To Maintain Growth

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Orion has grown into a $1 trillion AUA powerhouse by expanding and enhancing its offering.

Tiedemann Advisors Navigates Through Pandemic's Choppy Waters

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Technology has been a key to adapting to the disruption, CEO Michael Tiedemann said.

Five Teams With $653M AUM Have Joined WFAFN's Independent Channel

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The affiliations will expand Wells Fargo's national footprint.

XYPN Launches Virtual Internship Program

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The program will connect students whose post-college jobs were canceled or delayed because of the coronavirus crisis.

Cantor Plans Hundreds Of Job Cuts In Break From Wall Street

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The private financial services firm run by Howard Lutnick plans to cut hundreds of jobs across divisions .

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