The rule is more vulnerable than a similar Obama-era edict that was overturned by the courts, the financial industry law firm says.
The acquisition of management-owned Envoi of Minneapolis is expected to close in the third quarter.
The Glaser Group of Nashville, Tenn., is led by Louis Glaser with his two sons as vice presidents.
Crown Capital Securities of Orange County manages $6.5 billion in assets.
Investors in small retirement plans and those who roll over into annuities will reap the greatest savings, researchers found.
Multiple clients of Michael Gerard Gravelyn said they had not signed policy applications.
Thimble Island Private Wealth is affiliated with LPL's Strategic Wealth Services.
Thieves used the B-D's cash management accounts to transfer millions from outside institutions.
The advisors contend they were victimized by the failed bank.
Three experts weigh in on the motion for an injunction against the new rule and hopes to vacate it.
Mike and Shaley Sikes have come over from Edward Jones.
Matthew Sheffield has launched Burlwood Wealth through an affiliation with LPL's Strategic Wealth Services.
The lawsuit maintains the firm broke the law when it denied the advisor his deferred compensation when he resigned.
Landau Wealth Partners is led by longtime Morgan Stanley advisors Adam Landau and Ramy Georgy.
Other industry opponents to the new fiduciary requirements have hinted they will mount their own legal challenges.
The trust company accused the advisors of departing and subsequently stealing its clients.
The competition for ETF research platforms catering to RIAs is heating up.
Eddy Blizzard stole $1.4 million from the late client, causing him to lose his house.
Thomas Chadwick sold mom-and-pop investors highly leveraged notes that became worthless during the pandemic, state regulators said.
She alleges the firm coerced her into quitting her job after her illness.