Robert Schmidt

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Private Equity, Hedge Funds Get Unlikely Foe In GOP Think Tank

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American Compass wants Republican policies to support businesses that make things and contribute to the real economy.

SEC Power To Recoup Illegal Gains Put At Risk In High Court Case

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The court hears arguments Tuesday on contentions that the SEC can’t use a traditional legal tool known as “disgorgement."

Virtually All Brokers Would Become Accredited Investors Under New SEC Rules

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The SEC is proposing revised rules that would loosen who can qualify to invest in hot startups.

Facebook Libra Senate Hearing: Digital Coin Draws Tough Questions

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Several senators took aim at Facebook's plan to launch its own digital token.

Facebook's Crypto Proposal Unites Trump And Democrats In Disdain

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Complaints about Libra haven’t just come from politicians.

Sweeping Overhaul Of Broker Conduct Rules Set For Approval By SEC

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But the securities industry and consumer advocates remain sharply divided over what it will mean for investors.

Wall Street Sees Big Win In SEC's Crackdown On Broker Conflicts

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Investor advocates are concerned the regulations fall short.

NHL Players' Blue-Collar Financial Advisor Tends Economic Goals

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One Capital Management handles the finances - and lifestyles - of professional hockey players.

Trump's Architect Of Wall Street Deregulation To Leave Treasury

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Craig Phillips has often been the point person at Treasury for banks and asset managers.

Wall Street Plan For Angry Lawmakers: Let Jamie Dimon Take Over

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Are calls for CEOs to testify before Congress grandstanding by representatives eager to "beat up" on banks?

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