Robert Schmidt

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This Advisor To Hedge Funds Told IRS He Was Financially Disabled

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An advisor is suing the IRS claiming that the Sept. 11 attacks rendered him financially disabled.

Trump Wants Retirement Saving Rules Expanded For Small Companies

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Officials said the Treasury would review lowering the required minimum distributions from 401(k)s and IRAs.

Trump Likely To Nominate Allison Lee As SEC Commissioner, Sources Say

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Lee would fill the Democratic seat of her former boss, Commissioner Kara Stein.

Progressives Ask Schumer To Pick Like-Minded Financial Watchdogs

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The letter to Schumer comes at a time when President Trump’s rollback of post-crisis rules is picking up steam.

Trump's SEC Proposes Obama-Era Broker Conflict Rules Rewrite

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The SEC approach is softer than Labor Department’s 2016 proposed advisor fiduciary rule.

Bitcoin-Futures Regulator Clears Employees To Trade Crypto Coins

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The CFTC’s ruling comes at a time when federal agencies are debating whether and how to impose rules on the nascent products.

Signaling Crackdown, SEC Boss Emerges As Crypto Skeptic-in-Chief

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The SEC has unleashed its enforcement lawyers on companies that are illicitly raising money by selling digital tokens.

B-Ds Worry GOP Tax Bill Could Bring Upheaval And Job Switching

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Some firms think the tax overhaul could push employees to set up their own shops or switch firms to lower their taxes.

Republican Aide Gets $673,000-A-Year Job Regulating Auditors

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William Duhnke, a former aide to Sen. Richard Shelby, lacks any experience in the auditing profession.

SEC Looks To Ease Path For New ETFs

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The SEC has never developed comprehensive policies governing exchange-traded funds.

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