Ben Bain

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SEC GameStop Report Debunks Conspiracies, Backs Gensler Plan

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Despite the GameStop short squeeze's populist undertones, the SEC says that hedge funds emerged relatively unscathed.

SEC Chief To Wall Street: The Everything Crackdown Is Coming

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Gary Gensler is laying out one of the most ambitious agendas in the SEC's 87-year history.

Fund Managers Feel Heat In SEC Crackdown On Overblown ESG Labels

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Few businesses are booming in high finance like sustainable investing.

SEC To Demand All China Firms Say More About Investor Risks

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The heightened requirement marks the SEC's latest response to Beijing's clampdown on private industry.

Wall Street Breaks From Robinhood In Stock Settlement Lobbying

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Robinhood wants to settle stock trades in real time. Wall Street groups say that could add risk to the trading system.

SEC's Gensler Seeks Warren Help In Crypto Exchange Crackdown

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SEC Chair Gary Gensler has repeatedly rung alarm bells over cryptocurrency platforms during his four-month tenure.

SEC's Gensler Signals Pathway For A Bitcoin ETF With Tough Rules

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There are at least half a dozen bitcoin ETF applications now languishing before the SEC.

SEC Blocks Chinese IPO Filings Until Risks Are Better Disclosed

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The SEC has faced intense pressure from Capitol Hill to increase scrutiny of Chinese companies.

Binance Booms As Crypto Trading Unfolds Beyond Nations' Reach

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Binance, founded in China and now based in the Cayman Islands, is the largest cryptocurrency exchange on the planet.

Schwab Taking $200 Million Charge For SEC Robo-Adviser Probe

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The compliance inquiry relates to past disclosures around the firm's Schwab Intelligent Portfolios product.

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