Ben Bain

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ESG Funds Might Soon Have To Prove To SEC They're Actually ESG

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The SEC is considering whether fund naming rules should apply to ESG funds.

Supreme Court Justices Question SEC's Power To Recoup Billions

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The justices seemed inclined to put limits on the power and to ensure more money goes to harmed investors.

SEC Power To Recoup Illegal Gains Put At Risk In High Court Case

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The court hears arguments Tuesday on contentions that the SEC can’t use a traditional legal tool known as “disgorgement."

Carl Icahn Blasts SEC Proxy Overhaul As A ‘Big Step Backward’

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The activist investor and others say the changes will make it harder for shareholders to hold companies accountable for poor performance.

SEC’s ‘Crypto Mom’ Has Long-Shot Plan To Free Coins From Rules

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The SEC has frustrated some cryptocurrency aficionados with its cautious approach to regulating the asset class.

Delayed Disclosure Of Biggest Corporate Bond Trades Stalls

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The move comes after widespread opposition from financial titans with considerable clout, including Vanguard.

Wall Street Being Hunted By Futures Cops For Government Leaks

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For months, the CFTC has been quietly ramping up efforts to hunt for suspicious transactions.

Hedge Fund Rules That Keep Out Not-So-Rich Poised For SEC Revamp

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Proposed changes could make individuals automatically eligible if they work in certain roles in finance.

CEOs' Most-Hated Investor Crusades Easier To Block With SEC Rule

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The SEC is moving toward approval of the rule changes, which would rein in proxy advisory firms.

Private Equity Wields More Power Than Ever As Warren Picks Fight

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The private equity industry appears to be heading into a war to preserve its generous tax breaks.

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