FA News

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Advisors Face Major Conflicts On Pension Vs. Lump-Sum Decisions

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Advisors are divided on how to counsel their clients on what can be a tough retirement planning decision.

As Advisor Enforcements Rise, The SEC Knows RIAs Are Hiding 12b-1 Fees

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Many advisors ignored an amnesty allowing them to self-report their use of expensive share classes.

Infrastructure Boom Seen Roaring Ahead No Matter Midterm Result

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Infrastructure spending is likely to continue - or increase - in 2019.

Stock Winners And Losers Show No Panic Over Rising Wages In U.S.

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Companies are showing few issues with margin compression as wages rise.

Cantor Agrees To Sell ETF, Retail Stock-Trading Division to GTS

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Cantor Fitzgerald handles ETFs and orders from retail investors.

Cities Threatened By Climate Risk Still Getting AAA Bond Ratings

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Vulnerable cities with chronic flooding issues still enjoy top-notch credit ratings.

Millennial Men Leave Perplexing Hole In A Hot U.S. Labor Market

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Unemployment is at historic lows, but young men continue to be left behind.

How To Be Relevant In A Multiracial Financial Advice Market

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Be culturally aware if you want to attract a diverse clientele.

Want A Divorce? Then Do It Right Now Or Pay A Much Bigger Tax Bill

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Trump's tax reform eliminates deductions for alimony payments.

This Advisor To Hedge Funds Told IRS He Was Financially Disabled

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An advisor is suing the IRS claiming that the Sept. 11 attacks rendered him financially disabled.

Generational Planning Topics Move Above The Fold At Schwab IMPACT

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Advisors should be aware of the differences among Generation X, millennials and their elders.

CEO In Woodbridge Ponzi Scheme Fined $120 Million By SEC

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A former Woodbridge Group CEO agrees to pay the SEC over an alleged real estate Ponzi scheme.

Triad Advisors Recruits $850M Team From Wells Fargo

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Triad Advisors and ex-Wells Fargo team Stonebridge Financial strike a match.

Charitable Children Become Happy Adults, Study Says

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Parents can instill giving traditions in their children, according to Fidelity Charitable.

New York Court Ruling Could Save Estates From Tax Hit

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The reverberations of a QTIP ruling could be felt in estates as large as George Steinbrenner's.

It's Time For Action On Diversity, An Advocate Says

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Fiserv's Cheryl Nash says there's never been a better time for women and minorities in financial services.

ETF Buyers Find Shelter In Defensive Pockets Amid Stormy October

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Flows into exchange-traded funds last month sent a bearish signal during all the market turmoil.

BlackRock's Fink Says 'Not Ashamed' Of Being In Saudi Arabia

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BlackRock's CEO expects it to have a presence in the country for the foreseeable future.

Utilities ETFs Outperforming Even As Rates Rise

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Utilities is one of two sectors that held gains in the recent market turmoil.

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