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Fiduciary Group: Brokers Must Tell Customers 'We Do Not Represent You'

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The group wants the SEC to include the declaration in its proposed client disclosure form.

$36 Billion RIA Settles SEC Allegations Of Radio Ad Violations

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Radio ads run by Peter Mallouk and his Creative Planning firm improperly included client testimonials, the SEC said.

Time To Hedge Bets On Bond Markets, Schwab Exec Says

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As rates rise, bond investors can turn to bond laddering strategies, a Schwab strategist said.

It's Never Been More Expensive To Hedge Against Falling Pot Stocks

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The cost of options to guard against a drop in marijuana equities is rising.

Credit Suisse Has A Derivative For Every Stock-Market Nightmare

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The bank is pitching options for investors betting against the continuation of the historic bull run.

SeaWorld Sued By SEC For Failing To Disclose 'Blackfish' Impact

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SeaWorld waited too long to acknowledge the documentary's impact on its business, the SEC said.

BofA To Sell Alternative Operations With $20 Billion To ICapital

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Deal will quadruple iCapital’s assets.

Tesla Is Facing U.S. Criminal Probe Over Elon Musk Statements

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The investigation focuses on Musk's tweet about taking the company private.

Nestle To Sell Gerber Life Insurance Unit To Western & Southern For $1.55 Billion

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Gerber Life is seen as a non-core holding of the world's largest food company.

Marijuana ETF Appoints New Custodian After Much Controversy

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An exchange-traded fund that invests in marijuana companies is shaking up its back-office team.

Big Single-Family Landlord Bets $1 Billion On The Home-Flipping Business

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Amherst Holdings is starting the business as a shortage of homes for sale has driven up prices.

Merrill Lynch: Investors Are Going All In For America First

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Allocation to American stocks is 21 percent overweight, the highest since January 2015.

State Street Gives 50%-Plus Fee Haircut To Four SPDR ETFs

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Four single-country funds get a makeover and lower costs, and a new Hong Kong ETF is added to the mix.

Global Economy To Witness Major Reset, Emirates' Clark Says

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“We have some extraordinary geopolitical forces at play,” Emirates chief Tim Clark said.

Theories Why Tariffs On $200 Billion Are Only Worth Market Yawn

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Some say this latest round of tariffs could have been worse.

How A Star Power Trader Could Clear Own Trades And Lose Millions

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Traders are still seeking answers from Nasdaq on how h was allowed him to act as his own clearer.

Trump Tariffs Set Stage For Drawn-Out Trade Battle With China

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The Trump administration is for the first time planning for a trade spat that drags into 2019 and possibly beyond.

Three Crypto Exchanges May Be Operating Illegally, N.Y. Says

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The state attorney general started asking crypto marketplaces for details on their operations back in the spring.

LTC Rates May Be Stabilizing, Association Says

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The American Association of Long-Term Care Insurance says the market is changing for long-term-care insurance.

NYC Police And Fire Invest $134 Million In Exotic Quant Fund

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The pension funds for the city's police and fire departments have moved to momentum-trading strategies.

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