FA News

RBC Wealth Management Launches First National Ad Campaign


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The company will use new and old media to tell its story.

SEC Shuts Down $345 Million Nationwide Ponzi Scheme

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Schemers spent proceeds on exotic cars, large diamonds, casinos and luxury homes, according to the SEC.

Advisors May Be Key To Boosting Lagging ESG Adoption Among US Investors

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Only 12 percent of high net worth Americans allocate to an ESG strategy, compared to 36 percent worldwide.

John Hancock Promotes Healthy Living

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All John Hancock life insurance policies will now include a healthy living program.

A Michigan Man Stole Customers‘ Entire Retirement Savings, SEC Says

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A former registered representative convinced his clients to transfer $2.7 million to him, according to an SEC complaint.

U.S. Married Men Earn Much More Than Others: Demographics Trends

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Unmarried men and women have little difference in their incomes, but marriage boosts men's income more than women's.

U.S. Companies Repatriated $169.5 Billion In Second Quarter

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Thus far, assets repatriated to the U.S. account for a fraction of the $3 trillion accumulated overseas.

Bond Traders See 2019 As Battleground For Bets On Fed Rate Path

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Opinions are diverging on whether the Fed will continue on its path gradual interest rate hikes.

Pot Stock Tilray Is Now Bigger Than American Air, Clorox, CBS

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The Canadian cannabis company now has a total market value of $21.7 billion.

Game Theory To History Lessons: Investors Tackle The Trump Age

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As the bull market continues, some investors worry about political, financial and economic vulnerabilities.

Cash-Strapped Americans Are Willing To Leverage Their Homes To Pay The Bills

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Because they have no savings, many American households said that they would use home equity to pay their bills.

Crypto Exchange Kraken Likens NY Attorney General To A 'Controlling Ex'

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New York has asked 13 major crypto exchanges for details on their operations and internal controls.

Fiduciary Group: Brokers Must Tell Customers 'We Do Not Represent You'

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The group wants the SEC to include the declaration in its proposed client disclosure form.

$36 Billion RIA Settles SEC Allegations Of Radio Ad Violations

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Radio ads run by Peter Mallouk and his Creative Planning firm improperly included client testimonials, the SEC said.

Time To Hedge Bets On Bond Markets, Schwab Exec Says

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As rates rise, bond investors can turn to bond laddering strategies, a Schwab strategist said.

It's Never Been More Expensive To Hedge Against Falling Pot Stocks

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The cost of options to guard against a drop in marijuana equities is rising.

Credit Suisse Has A Derivative For Every Stock-Market Nightmare

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The bank is pitching options for investors betting against the continuation of the historic bull run.

SeaWorld Sued By SEC For Failing To Disclose 'Blackfish' Impact

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SeaWorld waited too long to acknowledge the documentary's impact on its business, the SEC said.