FA News

Raymond James Adds $400M Wealth Manager

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Panos Firek Wealth Management is leaving Merrill Lynch to join the broker-dealer.

A Buck Will Buy Your Identity

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Cybersecurity author Carrie Kerskie tells you how to avoid scams with a few safety measures.

How Social Security Woes Change Retirement Planning

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What happens when a major assumption about your retirement plan no longer applies?

Raymond James Beats Earnings Estimates, Despite Muted Asset Values

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The St. Petersburg, Fla.-based firm's revenues were in line with expectations.

The Hidden Danger Of Zero-Fee ETFs

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Be aware of the total cost of fund ownership.

BlackRock Tops BlackRock As Cheap ETF Surpasses Pricier Fund

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Evidently, it’s another lesson in why costs matter.

NJ Firm Didn't Adequately Watch Reps' Trading, Finra Says

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Finra has ordered a New Jersey broker-dealer to pay customers restitution for excessive, unsuitable trading.

Bids For Advisor Group Due Tomorrow

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Centerbridge is one of several bidders as Lightyear seeks $2.2 billion to $2.7 billion.

The Retirement Plan That Got Overlooked On Tax Day

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A Greenleaf Trust executive reminds clients that sometimes obvious tax deductions can be missed.

Booker's Tax Returns Show He Got Stung By SALT Deduction Cap

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Like many of his neighbors, the New Jersey senator got stung by a new cap on deductions of state and local taxes.

Where U.S. Millennials Are Moving To Most

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Younger Americans are most heavily favoring moves to New Haven-Milford, Conn., and Madison, Wis.

Most Insurers See Recession's Onset Within Next Three Years

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Most believe that the U.S. has entered the late stages of the cycle and that investment opportunities are worsening.

Wall Street Nears A Big Win In The Latest Revamp Of Volcker Rule

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The post-crisis Volcker Rule could allow more types of trades.

No College Degree? NYC, D.C. Seen As Worst Areas For Job Seekers

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Job seekers without a bachelor’s degree may have to migrate to more receptive areas.

TD Ameritrade Cuts Retail Marketing As 'Fish Weren't Biting,' CEO Says

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There was a general lack of interest among retail investors, according to the company.

Street's Biggest Bear Still Sees S&P 500 Pain. Just Not as Much

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Peter Cecchini joined a growing list of prognosticators who have been forced to chase the rally.

Ladenburg Thalmann Hires SVP To Enhance Advisor Services

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David Ballard was named senior vice president of enterprise services.

Stiglitz Wants To Tackle U.S. Inequality With Antitrust Rules

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Facebook should never have been allowed to buy Instagram and WhatsApp, the Nobel laureate said.

Moore Decries 'Slime Campaign' As Scrutiny For The Fed Job Heats Up

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Now that Herman Cain's name has been withdrawn, the spotlight is on Stephen Moore's Federal Reserve candidacy.

Voya Agrees To Repay Investors After Failing To Provide Fund Discounts

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The broker-dealer was charged by Finra with failing to provide sales charge discounts over a seven-year period.