FA Online

U.S. Appeals Court Endorses SEC Rules For Small Offerings

by

The court brushed aside arguments that the federal standard hindered states' ability to protect everyday investors.

Senate Subcommittee Leaves SEC Budget Unchanged

by

The proposed $1.6 billion SEC budget is about $176 million less than what President Obama asked for.

SEC's White Attacked By Democrats Over Political Spending Stance

by

Democrats have made the push for a political spending rule a key part of their policy agenda.

IEX's Exchange Application Is Said To Win SEC Staff Approval

by

The Investors Exchange would be the 13th exchange in the $23 trillion U.S. stock market.

Can A Portfolio Have Politics?

by

Elections mean change and uncertainty, and investments have to weather the emotional burden.

Gundlach Says 'Central Banks Are Losing Control'

by

He's one of the first heavyweight investors to publicly raise red flags about the credibility of major central banks.

Democratic Senators Ask For SEC Probe Of Puerto Rico Debt

by

The calls for SEC investigations come as Puerto Rico faces its first default on general-obligation debt.

Gundlach Sees Brexit Likely To Fail Despite Lead In Polls

by

"I believe that 'Leave' is over-polling. It's punching above its weight class," DoubleLine's Jeffrey Gundlach said.

How Can I Defraud Thee? Let Me Count the Ways............

by

Lexus Nexus Risk Solutions has just released results of a study the firm commissioned over the course of year to demonstrate all the ways that fraud can be perpetrated against...

RIAs Can Now Run Their Own Virtual Fund of Funds

by

Israeli-based SharingAlpha, a user generated model portfolios and fund ratings platform, has recentlyannounced the launchof a new feature which enableswealth managersto ru...

Miami-based Fintech Nymbus Growing with New Acquisitions

by

Miami-based fintech Nymbus is on an acquisition tear. It wasannouncedthis weekthat thefirm hasacquired KMR, which provides products and software services to credit union...

Shopping for Fido's Treats? Facebook is Watching......

by

Next time you visit Petco and have your mobile device on, you might want to log into Facebook to receive a special offer for puppy's treats...

FBI Warns Billions Have Been Lost in Email Wire Fraud

by

On Tuesday, the FBI disclosed that hackers have managed to pilfer over $3 billion from companies in scams where crooks impersonate company execs ordering large wire transfers via email...

SEC Approves IEX's Bid to Become Full Stock Exchange

by

If you read "Flash Boys" or saw the salacious 60 Minutes March 2014 segment where author Michael Lewis was interviewed by correspondent Steve Kroft about Wall Street's little high...

Quants Beat Out Fundamental Managers in Recent Energy Rally

by

Bloomberg is reporting in a story today that quants are the only hedge fund category to buy additional stock in 2016. These tactics have helped computer-driven investors ben...

Andy Rubin Explains his $300M Bet on the Future of Hardware

by

"Andy Rubin, the creator of Android - arguably the widest distributed operating system in the world - left Google a few years back to start a hardware incubator with a $30...

NYSE Chairman: Millennials Trust Bitcoin

by

"Intercontinental Exchange (ICE) CEO and New York Stock Exchange (NYSE) chairman Jeffrey Sprecher has come out in support of bitcoin and the blockchain, voicing his belief tha...

Is the Twilight of the Robo-Advisor Already at Hand?

by

"Jon Stein is putting on a brave face, but the market is turning against the CEO of the largest stand-alone robo-advisor in the country."I doubt we'll be the last robo-advisor...

Could Big Data Result in an 'Uninsurable' Underclass?

by

"The potential for the insurance industry to leverage connected technology and big data to create tailor-made policies for all is huge

New BlackRock Robo Advisor Deals Coming

by

The investment manager outlined its strategies for working with advisors and broker-dealers.