by
Dan Jamieson
All told, seven Finra executive officers made more than $1 million in total pay last year, according to Finra's annual report.
by
Bloomberg News
U.S. companies forced to correct accounting failures would have to reclaim a portion of bonuses awarded to corporate bosses under a rule set to be proposed Wednesday by the SEC.
by
Bloomberg News
After the busiest quarter for insurance dealmaking in at least 12 years, the magnitude of Ace's proposed Chubb takeover may spark more M&A activity, industry watchers say.
by
Christopher Robbins
The Spectrem Millionaire Investor Confidence Index slid to 6 from 15 the previous month, a 12-month low, while the Spectrem Affluent Investor Confidence Index dipped two points to 6.
by FA Staff
Tumlin Levin Sumner Wealth Management, a partnership between Charles Tumlin, Arthur Levin, and Hall Sumner, has broken away from Wells Fargo Advisors, where they managed $390 million in client assets...
by
Ted Knutson
SEC exam teams are going to delve more deeply into cybersecurity at investment companies, an agency official said Monday.
by
Reuters
Taxes and other financial issues have been complicated for same-sex couples, but have things become simpler now that the Supreme Court has declared such unions a constitutional right?
by
Reuters
The Supreme Court's ruling on same-sex marriage will give a huge boost to the retirement security of LGBT Americans, especially in the realm of Social Security
by
Bloomberg News
The best investors, Bill Gross says, are “people that are so needy, it’s never enough.”
by PW Staff
Four San Francisco-based wealth management professionals have broken way from a large multinational financial services company to found their own independent firm.
by FA Staff
Waltham, Mass.-based broker-dealer and RIA Commonwealth Financial Network has added a $350 million firm based in Metairie, La., to its network of independent advisors.
by
Christopher Robbins
Greg R. Mulholland was arrested in Phoenix by federal agents on Tuesday during the layover of a flight from Canada to Mexico on charges that he orchestrated a $300 million stock manipulation scheme.
by
Ted Knutson
The attack by Chinese hackers on the Office of Personnel Management could make federal employees victims of tax fraud, one U.S. senator warned Thursday.
by
Bloomberg News
Municipal issuers including hospitals, charter schools and retirement communities are selling bonds without typical protections as investors seek returns over safety.
by
Reuters
Wall Street rose on Thursday after consumer spending recorded its largest increase in nearly six years and the U.S. Supreme Court backed Obamacare, boosting health-care stocks.
by
Reuters
A five-year run of virtually uninterrupted stock-market gains in the U.S. and Europe has boosted assets under management but done little to lift margins for stock pickers who face tech competition.
by
Bloomberg News
The Obama administration scrapped a plan to give government ratings to U.S. colleges, bowing to criticism from higher education leaders that the system could be unfair.
by
Bloomberg News
Fund managers are bypassing banks and initiating corporate bond deals themselves.
by
Bloomberg News
A greater share of U.S. millennials say they’re likely to buy a home this year, adding to evidence that first-time buyers are finally entering the real estate market and fueling a jump in sales.
by
Reuters
Edward Jones is reviewing its records to see if some fund customers were eligible for fee waivers they did not receive.
