Sarah N. Lynch

 1 2 3 4  

SEC Reconsiders Approval Of Quadruple Leveraged ETF

by ,

The full commission decided to review the SEC staff's approval of the risky investments.

SEC's Piwowar Warns That 'SAFE' Investments May Not Be So Safe

by

SEC Commissioner Mike Piwowar said "simple agreement for future equity" instruments pose risks.

Clayton Sworn In As SEC Chairman

by

Wall Street attorney Jay Clayton was officially sworn in.

How Two Analysts Became SEC Whistleblowers

by

The analysts stand to get at least $2.5 million for tipping the SEC off to a company's accounting scam.

Senator Warren Aide Said To Be In Running For SEC Job

by ,

Bharat R. Ramamurti is senior counsel to Warren on banking and economic policy.

DOL To Delay Fiduciary Rule For 60 Days Pending Review

by

The delay of the rule, which was slated to take effect April 10, was ordered by President Donald Trump.

SEC Readying Test Of Lower Exchange Fees

by

Brokers have long complained that fees the exchanges charge are too high.

Senate Panel Presses SEC Nominee Clayton On Conflicts

by ,

Attorney Jay Clayton, however, is expected to win confirmation easily despite his ties to Wall Street firms.

SEC To Shorten Settlement Cycle For Securities Trades

by

The SEC is expected to take action today to update its antiquated rules.

Investors, CEO Groups Set For Lobbying Battle Over Proxy Challenges

by

The Business Roundtable wants the SEC to reign in shareholder proposals.

 1 2 3 4