Sarah N. Lynch

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SEC Poised To Shorten Settlement Cycle For Securities Trades

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Trades would be settled in no less than two business days instead of three under a rule to be considered next week.

Labor Dept. Seeks To Stay Pending Legal Challenge On Fiduciary Rule

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The department said the stay is needed in light of President Trump's request for a rule review.

White House Eyeing Order Targeting 'Conflict Minerals' Rule: Sources

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The Dodd-Frank rule requires companies to disclose their use of minerals from war-torn parts of Africa.

Senate Kills Anti-Corruption Rule For Energy Companies

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The rule requires energy companies to publicly state the taxes and other fees paid to foreign governments.

BlackRock Settles SEC Charges Over Whistleblower Protection Violations

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It settled charges it improperly required parting employees to agree to waive their rights to recover whistleblower awards.

Morgan Stanley To Pay $13M For Overbilling Clients, SEC Says

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The firm is settling civil charges that it overbilled some wealth management clients.

Bank Of NY Mellon To Pay $6.6M To Settle SEC Charges

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The bank failed to include $14 billion in its risk-based capital ratio, the SEC charged.

U.S. SEC Chair White Defies Republican Requests To Stall Rulemaking

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Mary Jo White defied requests by Senate Republicans to delay adopting new rules until Trump takes office.

U.S. SEC Enforcement Chief Ceresney To Depart At Year's End

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The SEC's policeman of Wall Street will be departing the agency at the end of December.

A Post-Trump SEC Could Shake Up Current Policy

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With Trump's transition underway, some rules already are marked for death or dialback.

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