The SEC said the firm's revenue-sharing agreement made mutual funds more costly to clients.
They have big financial incentives to stay put in their homes, Redfin found.
CFP Board General Counsel Leo Rydzewski also feels the DOL fiduciary rule can withstand a court challenge.
One securities attorney said to expect more client complaints based on Reg BI standards.
The Medicare and Medicaid programs were the worst offenders, the fiscal watchdog said.
Robo-based RIAs wanting to register with the SEC can't see people in person anymore.
The rule is needed to protect retirement savers from conflicted advice, Democratic lawmakers said.
Kristina Hooper said the Swiss National Bank's rate cut broke a rate impasse.
Elections have historically had a minimal effect on the stock market over the long run, the firm says.
The agency is getting more strict about what it considers an investment recommendation, attorney Fred Reish says.
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