The faulty performance statements caused wide-ranging disruptions for the Pennsylvania pension fund, the SEC said.
The new rules require enhanced conflicts disclosures and guardrails for earnings projections.
That's 11 times more than the agency has estimated, the independent broker-dealer industry group said.
The bank failed to report exact prices on millions of client trades, the regulator said.
The fund giant has refused to put newly released spot bitcoin ETFs on its trading platform.
The trading platform used lottery-style scratch-off tickets and other gimmicks to attract investors, regulators said.
A new emergency pension account allows employees to take plan withdrawals free of taxes and penalties.
The IBD trade group claims the rule will force independent reps to become employees or RIAs.
A hacker released fake news on the agency's X account.
The regulator says it has seen a "significant spike" in complaints about fake RIAs.
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